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Traci Pham

Managing Director, Newgate Compliance

Traci specialises in legal, compliance and regulatory risk management.

She was previously Chief Compliance Officer, MLRO and Risk Manager at asset manager Capital Dynamics Limited, and Head of Legal and Compliance at a FinTech firm.

Traci began her career as a lawyer at Baker & McKenzie specializing in financial services regulatory law working in their London, Sydney, and Hong Kong offices. Previously, she worked in the legal team at JPMorgan Chase Bank in Sydney. Traci is a former recipient of the Thomson Reuters Young Compliance Officer of the Year Award and finalist for the global Women in Compliance Award.

Traci is an Australian qualified lawyer. She holds a Bachelor’s degree in Law and a Bachelor’s degree in Business (Finance) both from the University of Technology, Sydney and a Master’s degree in Law from Stanford Law School.

My latest articles

Case study: FCA registration for a leading crypto exchange

With regulation a key condition of UK cryptoasset firms’ legitimacy, Traci Pham demonstrates how e...

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9 ways funds can benefit from outsourcing their compliance function

Newgate Compliance’s Traci Pham and Joe French underline how investment managers can streamline th...

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