In some jurisdictions, finding qualified individuals for critical compliance and governance roles can present a significant challenge. Ocorian provides experienced professionals to fulfil prescribed roles on an outsourced or interim basis.
Depending on your location, regulatory permissions and scope of activities, we can provide experienced professionals to fulfil a range of prescribed compliance, financial crime and governance roles.
How does Ocorian support prescribed roles?
Service | How we support you |
|---|---|
Money Laundering Reporting Officer (MLRO) | Provide experienced MLROs to oversee anti-money laundering (AML) frameworks, governance and regulatory liaison. |
Deputy Money Laundering Reporting Officer (Deputy MLRO) | Support continuity of AML oversight and day-to-day financial crime governance. |
Compliance Officer | Provide experienced compliance professionals to oversee compliance arrangements and monitoring programmes. |
Data Protection Officer (DPO) | Support firms with independent expertise for privacy and data governance obligations. |
Other prescribed roles | Support additional prescribed roles depending on your jurisdiction, permissions and scope of activities. |
Why firms choose Ocorian
Experienced specialists: Access experienced professionals with sector-specific and former-regulator expertise who integrate into your compliance teams.
Independent oversight: Benefit from objective oversight that strengthens governance, supports decision-making and bolsters board and regulator confidence.
Continuity: Maintain continuity in key compliance and governance functions through staff changes, unexpected vacancies, so critical responsibilities continue without disruption.
Frequently asked questions
Regulatory roles a firm is required to appoint, such as Money Laundering Reporting Officer (MLRO), Deputy MLRO, Compliance Officer and Data Protection Officer (DPO). The exact roles depend on your jurisdiction, permissions and activities.
Yes. Ocorian provides experienced professionals to fulfil prescribed compliance, financial crime and governance roles on an outsourced or interim basis, integrating with your existing teams.
The UAE outsourcing page covers DIFC and ADGM controlled functions specifically; this page covers the provision of prescribed roles across the jurisdictions in which Ocorian operates.
Let’s talk
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