Financial crime continues to evolve, creating new risks and increasing regulatory expectations for firms. Firms are expected to maintain effective controls, regularly review their financial crime framework and respond to changing risks as they emerge.
Ocorian works alongside your team to provide ongoing financial crime support, helping you strengthen your financial crime framework, maintain key documentation and keep your policies, procedures and risk assessments up to date. Speak to our specialists about how we can support your firm's ongoing financial crime requirements.
How does Ocorian support ongoing financial crime compliance?
Service | How we support you |
|---|---|
Financial crime risk assessments | Review and update financial crime risk assessments to reflect your firm's activities, changing risks and regulatory expectations. |
Due diligence support | Support collecting and reviewing the due diligence of clients and investments, helping your firm maintain effective risk-based controls. |
Financial crime monitoring and screening | Review your financial crime monitoring and sanctions screening systems implementation and arrangements. |
Financial crime reporting | Support the preparation and drafting of financial crime-related reports to help meet internal governance and regulatory requirements. |
Governance and oversight | Support financial crime governance and oversight activities, helping your firm maintain effective control of its financial crime framework. |
Independent reviews | Carry out independent reviews of your financial crime framework, identifying opportunities to strengthen controls and governance. |
Ongoing advisory support | Provide practical support as your firm's financial crime risks, regulatory expectations and business activities continue to evolve. |
Why firms choose Ocorian
Global expertise: We support firms across multiple jurisdictions, combining local regulatory knowledge with a consistent global approach to financial crime compliance.
Industry specialists: Our teams combine regulatory and industry experience to provide practical support across a broad range of financial crime activities.
Tailored support: We tailor our support to your firm's activities, operating model and financial crime risks, helping keep your compliance framework appropriate as your business evolves.
Flexible delivery: Whether you require ongoing support or assistance with a specific financial crime project, we adapt our services to meet your firm's requirements.
Trusted partner: For more than 25 years, we have supported firms with their regulatory and compliance needs, building long-term relationships based on practical advice and reliable delivery.
Frequently asked questions
Continuing support to keep your financial crime framework effective as risks and expectations change - strengthening the framework, maintaining key documentation and keeping policies, procedures and risk assessments up to date.
Financial crime risk assessments, due diligence support, monitoring and sanctions screening reviews, financial crime reporting, governance and oversight, independent reviews and ongoing advisory support.
Ongoing financial crime support is the framework, oversight and advisory layer; financial crime compliance operations is the day-to-day execution (customer due diligence, screening and periodic reviews). Many firms use the two together.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
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