Meeting regulatory reporting obligations requires accurate, timely and consistent reporting across the jurisdictions in which your firm operates. Errors, delays or incomplete submissions can increase compliance risk and lead to unnecessary regulatory scrutiny.
We support firms with their regulatory reporting requirements, helping prepare, review and submit returns while providing practical guidance on reporting obligations and prudential requirements across multiple jurisdictions.
How does Ocorian support regulatory reporting?
Service | How we support you |
|---|---|
Regulatory reporting | Prepare, review and submit regulatory returns, helping your firm meet its reporting obligations accurately and on time. |
Reporting controls | Review the controls and processes supporting data collection, validation and regulatory reporting. |
Prudential reporting | Support firms in meeting prudential reporting requirements and understanding their ongoing obligations. |
Regulatory reporting guidance | Provide practical guidance on reporting obligations and changing regulatory expectations. |
Which jurisdictions does Ocorian support?
United Kingdom
Support with UK regulatory reporting requirements, including Annex IV reporting and prudential reporting, helping firms meet FCA reporting obligations accurately and on time.
United States
Support with US regulatory reporting requirements, including Form PF, Form ADV, Form 13F and CPO-PQR reporting.
Hong Kong
Support with SFC financial returns, Financial Resources Rules (FRR) reporting and other regulatory reporting obligations.
Singapore
Support with MAS financial returns, CMS licence reporting and prudential reporting requirements for regulated firms.
United Arab Emirates
Support with DFSA and FSRA regulatory reporting requirements, including prudential reporting and regulatory returns, where applicable.
Why choose Ocorian for regulatory reporting?
Global expertise: Our specialists support firms across multiple jurisdictions, helping you manage differing reporting requirements while maintaining a consistent approach across your organisation.
Industry specialists: Our teams combine regulatory and industry experience to provide practical reporting support that reflects the expectations of local regulators.
Tailored support: We tailor our support to your firm's reporting obligations, operating model and regulatory requirements.
Flexible delivery: Whether you require support for a specific reporting cycle or ongoing regulatory reporting, we adapt our services to meet your firm's needs.
Technology-enabled solutions: Where appropriate, we combine specialist expertise with technology to support efficient reporting processes and ongoing oversight.
Frequently asked questions
Regulatory reporting is the accurate, timely and consistent submission of returns required by the regulators in the jurisdictions where your firm operates. Errors, delays or incomplete submissions can increase compliance risk and regulatory scrutiny.
Ocorian helps prepare, review and submit regulatory returns, reviews the controls and processes behind your reporting, supports prudential reporting, and provides practical guidance on changing obligations.
The UK (including Annex IV and prudential reporting), the US (Form PF, Form ADV, Form 13F and CPO-PQR), Hong Kong (SFC financial returns and the Financial Resources Rules), Singapore (MAS financial returns and CMS licence reporting) and the UAE (DFSA and FSRA).
Yes. Ocorian supports a specific reporting cycle or ongoing regulatory reporting, adapting to your firm's obligations and operating model.
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