Managing financial crime controls requires consistent operational support.
Customer due diligence, sanctions screening and ongoing customer reviews are essential parts of an effective financial crime framework. As firms grow and regulatory expectations evolve, managing these operational activities can place significant demands on compliance teams.
Ocorian provides practical operational support that helps firms carry out day-to-day financial crime activities efficiently, strengthening operational controls while reducing pressure on internal teams.
How does Ocorian support financial crime operations?
Service | How we support you |
|---|---|
Customer Due Diligence (CDD) | Support customer due diligence activities throughout the customer lifecycle, helping firms maintain consistent and well-documented onboarding processes. |
Customer onboarding support | Assist with onboarding activities, documentation reviews and information gathering to support efficient customer onboarding. |
Sanctions screening | Carry out sanctions screening as part of customer onboarding and ongoing monitoring activities. |
Politically Exposed Persons (PEP) screening | Support PEP screening and associated reviews to help firms identify and manage financial crime risks. |
Adverse media screening | Perform adverse media screening to support customer due diligence and ongoing customer monitoring. |
Periodic customer reviews | Assist with periodic customer file reviews and remediation activities to help maintain accurate and up-to-date customer information. |
Why choose Ocorian
Financial crime operational expertise
Our specialists understand the operational activities that underpin effective financial crime compliance, providing practical support that complements your internal teams.
Scalable operational support
Whether you need additional resource for a specific project or ongoing operational assistance, we tailor our services to your firm's requirements.
Consistent operational delivery
Our structured processes help firms maintain consistent customer due diligence, screening and review activities.
Reduced operational burden
By supporting routine financial crime activities, we help reduce pressure on internal compliance teams.
A trusted extension of your team
We work alongside your business, providing experienced operational support that integrates with your existing compliance function.
Frequently asked questions
The day-to-day execution of financial crime controls: customer due diligence (CDD), customer onboarding, sanctions screening, politically exposed persons (PEP) and adverse media screening, and periodic customer reviews.
This service delivers the operational, hands-on activities; ongoing financial crime support focuses on the framework, oversight and advisory layer. Many firms use the two together.
Yes. Ocorian provides additional resource for a specific project or ongoing operational assistance, tailored to your firm's volumes and requirements.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
For career information and job applications please visit our careers page