Bringing products and customer communications to market requires effective operational controls.
From reviewing financial promotions to supporting product governance and approval processes, firms need effective operational controls that help products and customer communications meet regulatory requirements before they reach the market.
We provide practical operational support that helps firms manage day-to-day product compliance activities, strengthening governance, improving oversight and reducing pressure on internal compliance teams.
How does Ocorian support product compliance?
Service | How we support you |
|---|---|
Financial promotions reviews | Review financial promotions and marketing materials to help them meet applicable regulatory requirements before publication. |
Customer communications | Review customer-facing communications to support fair, clear and compliant messaging. |
Product governance | Support product governance processes, documentation and oversight throughout the product lifecycle. |
Product approval processes | Assist with product review and approval workflows, helping firms maintain effective governance and decision-making. |
Operational product compliance support | Provide day-to-day operational support across product compliance activities, helping firms maintain consistent governance processes. |
Why choose Ocorian for product compliance?
Product compliance expertise
Our specialists understand the operational activities that support effective product governance and compliant customer communications.
Practical operational support
We work alongside your business to strengthen governance while maintaining efficient product review processes.
Consistent governance
Our structured approach helps firms maintain consistent product governance, documentation and approval processes.
Tailored, flexible support
Our support can be tailored to a specific product launch or ongoing operational requirements.
A trusted extension of your team
We integrate with your compliance and product teams to provide additional operational capacity.
Frequently asked questions
Product compliance is the operational control around bringing products and customer communications to market: financial promotions reviews, customer communications, product governance and product approval processes.
Yes. Ocorian reviews financial promotions and marketing materials to help them meet applicable regulatory requirements before publication.
Ocorian supports product governance processes, documentation and oversight throughout the product lifecycle, and assists with product review and approval workflows.
Yes. Support can be tailored to a specific product launch or to ongoing operational product compliance requirements.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
For career information and job applications please visit our careers page