Keeping up with regulatory change takes time and constant attention. Missing a regulatory development or responding too late can expose your business to compliance risk, regulatory scrutiny or reputational damage.
Our specialists continuously monitor and analyse regulatory developments across the markets you operate in. Working closely with your team, we identify and assess regulatory updates relevant to your firm and provide timely, tailored practical guidance on the actions required.
How does Ocorian support your firm?
We tailor our horizon scanning service to your business, helping you understand regulatory developments and respond in a way that reflects your operating model, jurisdiction and regulatory obligations.
Regulatory monitoring
We identify regulatory developments that are relevant to your business and explain what they mean in practice.
Gap analysis
We assess the impact of regulatory change on your existing governance, policies, procedures and controls, helping you identify where action is needed.
Implementation support
We work alongside your team to implement regulatory change and embed new requirements into your compliance framework.
Policies and procedures
We review and update policies, procedures and compliance documentation to reflect changing regulatory expectations.
Technology-enabled oversight
Where appropriate, we support AI-enabled regulatory horizon scanning and can help you harness technology to respond to regulatory change and keep your compliance framework, including policies and procedures, up-to-date.
Frequently asked questions
Horizon scanning is the continuous monitoring and analysis of regulatory developments across the markets you operate in, so you can identify what is relevant to your firm and act in good time.
Ocorian's specialists monitor and assess regulatory developments relevant to your business, explain what they mean in practice, and provide tailored guidance on the actions required.
Regulatory monitoring, gap analysis against your governance, policies, procedures and controls, implementation support, and updates to your policies and procedures. Where appropriate, we support AI-enabled horizon scanning.
Horizon scanning focuses on identifying and interpreting regulatory change. Retained advisory support gives you specialists to call on across day-to-day compliance. The two work together.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
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