The Gateway is our compliance management platform, developed by our compliance experts to simplify the management of day-to-day compliance activities.
By bringing together compliance management, employee compliance, training, monitoring and reporting in one integrated platform, The Gateway helps firms improve visibility, streamline administration and support more consistent compliance processes.
How does The Gateway help your firm?
Improve visibility
Bring key compliance activities together in one place, giving your compliance team greater visibility across day-to-day responsibilities.
Reduce manual administration
Replace manual processes with structured workflows that help streamline routine compliance activities and improve operational efficiency.
Support consistent compliance processes
Manage compliance activities through one integrated platform, helping teams follow consistent processes across the business.
Flexible to your business
Configure The Gateway to reflect your firm's compliance framework and operational requirements, supporting the way your teams work.
What can you manage with The Gateway?
- Compliance management: Manage policies, procedures and key compliance activities from one central platform.
- Employee compliance: Manage personal account dealing, gifts and entertainment, conflicts of interest, certifications and attestations through structured workflows.
- Online training: Assign compliance training, monitor completion and maintain employee training records and certificates.
- Monitoring and reporting: Track compliance activities and access reporting that supports effective oversight.
- Flexible workflows: Configure workflows, approvals and notifications to reflect your firm's compliance processes.
Frequently asked questions
The Gateway is Ocorian's compliance management platform, developed by our compliance experts to simplify day-to-day compliance. It brings compliance management, employee compliance, training, monitoring and reporting together in one place.
Compliance management (policies and procedures), employee compliance (personal account dealing, gifts and entertainment, conflicts of interest, certifications and attestations), online training, monitoring and reporting, and configurable workflows.
The Gateway improves visibility across compliance activities, reduces manual administration through structured workflows, and supports consistent processes across the business.
Yes. You can configure The Gateway, including workflows, approvals and notifications, to reflect your firm's compliance framework and operating model.
Yes. Employee compliance and online training are modules within the platform. Ocorian also offers these as services, so you can link through to the employee compliance and bespoke training pages.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
For career information and job applications please visit our careers page