Market abuse surveillance is a key regulatory expectation for firms operating in today’s markets. Effective monitoring arrangements help identify suspicious trading activity, investigate potential market abuse and demonstrate appropriate oversight. Managing these requirements in-house can be complex, resource-intensive and costly.
Ocorian's managed market abuse surveillance service is delivered in collaboration with KRM22, a specialist provider of flexible surveillance software. Combining proven technology with practical day-to-day monitoring, we help firms strengthen their surveillance arrangements and meet their regulatory obligations. Speak to our experts to discuss the right surveillance approach for your firm.
How does Ocorian support market abuse surveillance?
Data onboarding
We help establish the secure transfer and management of the trade and market data needed to support effective market abuse surveillance.
Alert calibration
We configure and refine surveillance parameters to align with your firm’s trading activity, helping to improve the quality of alerts while reducing false positives.
Alert triage
Our experts review alerts, identify potential market abuse risks and escalate matters requiring further investigation.
Investigation support
We support the investigation of suspicious trading activity by providing practical analysis and recommendations to help inform decision-making.
STOR support
Where appropriate, we assist with identifying reportable activity and preparing Suspicious Transaction and Order Reports (STORs).
Reporting and insight
Receive regular management information, trend analysis and reporting to support ongoing oversight and demonstrate the effectiveness of your surveillance arrangements.
Frequently asked questions
Monitoring of trading activity to identify and investigate potential market abuse and to demonstrate appropriate oversight to regulators - a key expectation for firms active in the markets.
Delivered with surveillance technology from KRM22, Ocorian supports data onboarding, alert calibration and triage, investigation support, Suspicious Transaction and Order Report (STOR) preparation, and management reporting.
Yes. Ocorian calibrates and refines alert parameters to your firm's trading activity, improving alert quality while reducing false positives.
Let’s talk
Contact us and a member of our team will be in touch.
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