Keeping on top of day-to-day regulatory administration can place significant demands on compliance and operational teams. From regulatory submissions and applications to maintaining accurate records, these operational activities require time, accuracy and ongoing attention.
We provide practical operational support that helps firms manage these day-to-day activities efficiently, reducing administrative burden while helping meet important regulatory obligations.
How does Ocorian support regulatory operations?
Service | How we support you |
|---|---|
Regulatory returns and submissions | Prepare, review and coordinate regulatory returns and submissions, helping keep information complete, accurate and submitted on time. |
Applications and variations | Support regulatory applications, variations of permission and associated documentation throughout the application process. |
Regulatory amendments | Manage amendments to regulatory records, permissions and firm information as your business evolves. |
Standing data management | Maintain and update regulatory standing data, helping keep regulatory records accurate and up to date. |
Regulatory fees and levies | Support the administration of regulatory fees, levies and associated reporting requirements. |
Operational regulatory support | Provide ongoing operational support across day-to-day regulatory administration, helping firms manage routine compliance activities efficiently and consistently. |
Why choose Ocorian for regulatory operations?
Experienced operational specialists
Our specialists understand the operational requirements of regulatory compliance and work alongside firms to deliver practical support that complements internal compliance and operations teams.
Tailored, flexible support
Every firm's operational requirements are different. We tailor our support to your business, whether you require assistance with a specific regulatory activity or broader day-to-day operational support.
Accuracy and consistency
Our structured processes help firms maintain accurate regulatory records, manage submissions efficiently and support consistent operational delivery across regulatory activities.
Reduced operational burden
By managing routine regulatory administration, we help reduce pressure on internal teams, allowing them to focus on strategic priorities and higher-value compliance activities.
A trusted extension of your team
We become an extension of your business, providing additional expertise and operational capacity that grows alongside your firm's changing requirements.
Frequently asked questions
It covers day-to-day regulatory administration: regulatory returns and submissions, applications and variations, regulatory amendments, standing data management, regulatory fees and levies, and ongoing operational support.
Yes. Ocorian prepares, reviews and coordinates regulatory returns and submissions, helping keep information complete, accurate and submitted on time.
Authorisation and licensing is about getting authorised or adding permissions. Regulatory compliance operations is the ongoing administration once your firm is authorised, including variations and standing-data changes.
Yes. Ocorian supports regulatory applications, variations of permission and amendments to your regulatory records as your business evolves.
Let’s talk
Contact us and a member of our team will be in touch.
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