We help regulated firms navigate complex regulatory challenges through practical, risk-based advice shaped by your regulatory environment and long-term objectives.
Our specialists provide advice across a broad range of regulatory disciplines, helping firms respond to regulatory change, strengthen governance and build resilient compliance frameworks.
What does Ocorian's specialist advice cover?
Governance and culture
Strong governance is the foundation of every well-managed regulated business. We help firms strengthen governance arrangements through governance framework reviews, board effectiveness assessments, accountability reviews and culture assessments, helping meet evolving regulatory expectations.
Prudential regulation
Our prudential specialists help firms understand and meet evolving capital, liquidity and prudential requirements. Support includes IFPR implementation, ICARA, capital and liquidity planning, wind-down planning and prudential reporting.
Financial crime
We help firms build and maintain proportionate financial crime frameworks through AML framework reviews, financial crime risk assessments, sanctions compliance, independent reviews and ongoing advisory support.
Client assets (CASS)
We help firms establish and maintain effective client asset frameworks through CASS framework design, health checks, governance reviews, resolution packs and audit support.
Market abuse surveillance
Our specialists combine surveillance technology with regulatory expertise to help firms strengthen market abuse controls through surveillance implementation, alert reviews, investigations, independent oversight and ongoing monitoring.
Operational resilience
We help firms build practical operational resilience and business continuity frameworks through gap assessments, independent testing, business continuity planning and audit support.
Transaction reporting
Improve the accuracy, governance and effectiveness of your regulatory reporting obligations through reporting assurance, control framework reviews, regulatory reporting support and process improvements.
Digital Operational Resilience (DORA)
Prepare your organisation for DORA requirements through gap assessments, ICT governance, operational resilience planning, third-party risk management and implementation support.
Data protection
Protect personal information while maintaining regulatory compliance through privacy governance, data protection framework reviews, gap analysis and practical implementation support.
ESG
Navigate evolving ESG regulations with practical advice covering governance, regulatory reporting, policy development and implementation support.
Why choose Ocorian for regulatory advice?
Global expertise
Supporting regulated firms across multiple jurisdictions through local regulatory knowledge backed by international experience.
Practical, proportionate advice
Recommendations tailored to your firm's size, business model and regulatory obligations, not generic templates.
Multi-disciplinary specialists
Access expertise across governance, financial crime, prudential regulation, operational resilience, market abuse, client assets and other key regulatory disciplines through a single trusted partner.
Long-term partnership
Whether you need support for a one-off regulatory project or ongoing advisory services, we work as an extension of your team to help you navigate changing regulatory requirements.
Frequently asked questions
Practical, risk-based advice across regulatory disciplines, including governance, prudential, financial crime, client assets, market abuse, operational resilience, transaction reporting, DORA, data protection and ESG, tailored to your business.
Governance and culture, prudential regulation, financial crime, client assets (CASS), market abuse surveillance, operational resilience, transaction reporting, Digital Operational Resilience (DORA), data protection and ESG.
Yes. Ocorian helps firms prepare for the Digital Operational Resilience Act (DORA) through gap assessments, ICT governance, operational resilience planning, third-party risk management and implementation support.
Both. Ocorian works as an extension of your team for a one-off regulatory project or ongoing advisory services.
Let’s talk
Contact us and a member of our team will be in touch.
If you would like to speak to someone in regards to media please email: [email protected]
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