Prudential requirements continue to evolve, requiring firms to maintain appropriate capital, liquidity and risk management arrangements while responding to changing regulatory expectations. Understanding how these requirements apply to your firm, and maintaining the governance, documentation and processes needed to support them, can be complex.
We provide practical guidance to help your team understand what is required and take the right approach for your firm. Speak with our prudential experts to learn how we can support you.
How does Ocorian support prudential compliance?
Service | How we support you |
|---|---|
Capital and liquidity guidance | Provide practical guidance on capital and liquidity requirements, helping your firm understand and meet its prudential obligations. |
Internal capital and risk assessments | Support the preparation and review of internal capital and risk assessment documentation, helping keep it appropriate and aligned with regulatory expectations. |
Wind-down planning | Assist with the development and review of wind-down plans that support your firm's prudential framework. |
Prudential governance and risk management | Review and strengthen governance arrangements and risk management frameworks that support your firm's prudential obligations. |
Regulatory disclosures and remuneration | Provide guidance on prudential disclosures, remuneration requirements and supporting governance documentation, where applicable. |
Technical prudential support | Offer practical guidance on prudential matters as your firm's regulatory obligations and business activities evolve. |
Why choose Ocorian for prudential support?
Experienced specialists
Our teams include experienced regulatory professionals and prudential specialists who understand the practical challenges of managing capital, liquidity and prudential risk.
Practical guidance
We provide clear, proportionate advice that helps firms understand prudential requirements and implement practical solutions.
Flexible support
Whether you require support for a specific prudential project or ongoing guidance, we tailor our services to your firm's requirements.
A trusted extension of your team
We work alongside your business, providing specialist expertise and additional capacity where it's needed most.
Global expertise
Supporting regulated firms across multiple jurisdictions, we combine local regulatory knowledge with a consistent global approach.
Frequently asked questions
Prudential rules govern the capital, liquidity and risk-management arrangements a firm must maintain. The requirements continue to evolve and can be complex to apply to your firm.
Through capital and liquidity guidance, internal capital and risk assessments, wind-down planning, prudential governance and risk management, and guidance on regulatory disclosures and remuneration.
Wind-down planning sets out how a firm could cease regulated activities in an orderly way. Ocorian assists with developing and reviewing wind-down plans that support your prudential framework.
Yes. Ocorian provides support for a specific prudential project or ongoing guidance as your obligations and business activities evolve.
Let’s talk
Contact us and a member of our team will be in touch.
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