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Regulatory, Compliance & Legal Services

We help manage your regulatory, compliance and legal obligations, providing you with certainty and peace of mind. 

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Keeping your business in good standing

As regulatory demands increase, businesses often find it difficult to ensure they remain compliant on a continuous basis.

Our subsidiary compliance consultancy services, Newgate Compliance (UK) and Platinum Compliance (Guernsey), deliver pragmatic and flexible solutions to help our clients meet what are often complex and evolving regulatory obligations.

We assist with a broad range of compliance services such as submission of regulatory authorisation applications, provision of Money Laundering Reporting Officers (MLROs), the implementation of compliance frameworks and governance structures, as well as regulatory and compliance training for employees. 

All of which is backed by our innovative cloud-based regulatory compliance solution, The GATEway.

Our legal services provider, Ocorian Law, has offices in Bermuda and the Cayman Islands. It advises on the laws of those jurisdictions principally in the areas of funds, insurance, corporate, capital markets, finance and private client.  It also advises on a broad range of related commercial matters and in the specialist areas of regulatory law and compliance and intellectual property.  

 

Why our clients choose Ocorian regulatory, compliance and legal services

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  • Expertise from ex-regulators

    Expertise from ex-regulators

    Our compliance teams are built by experienced compliance professionals - many of whom are ex-regulators. This means we are able to ask the right questions and help develop the right solutions for your business.

  • Flexible solutions as your business grows

    Flexible solutions as your business grows

    As your business scales, we offer flexible solutions such as supporting you in applying for direct authorisation or building an in-house compliance team.

  • Innovative compliance technology

    Innovative compliance technology

    The GATEway is Ocorian’s unique online compliance solution. It delivers a range of compliance solutions to improve controls and governance, reduce compliance risk and share compliance knowledge. 

Our compliance brands

Our subsidiary compliance consultancy services, Newgate Compliance (UK) and Platinum Compliance (Guernsey) deliver innovative, pragmatic compliance and regulatory solutions.

Our compliance brands

200 +

Wholesale clients we have obtained FCA authorisation for

50 +

Number of years Ocorian has supported its clients’ compliance and regulatory obligations

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The GATEway© is a comprehensive compliance management tool enabling a firm to simplify the implementation of compliance procedures within your firm. It offers:

  • Online storage of all compliance documents and monitoring
  • A fully inclusive diarised risk-based compliance monitoring programme
  • Depositary to keep policies and procedure
  • Searchable library of compliance and regulatory news, documents and technical papers

Compliance services & solutions

What you say

What you say

  • “Ocorian’s Newgate Compliance team have provided invaluable support, seeing us through our GDPR implementation, in addition to advising on FCA compliance. They are trusted advisors, responding quickly and comprehensively to any questions we have and are a pleasure to deal with.”

    Clearwater Corporate Finance LLP

Here where you need us

Our regulatory, compliance and legal teams are located across multiple jurisdictions throughout Europe, the Americas and Asia. 

Speak to our experts

Our Regulatory, Compliance and Legal business development team can direct you to the relevant subject matter expert. Get in touch today.

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Let’s talk

Contact us and a member of our team will be in touch.