We help manage your regulatory, compliance and legal obligations, providing you with certainty and peace of mind.
As regulatory demands increase, businesses often find it difficult to ensure they remain compliant on a continuous basis.
Our subsidiary compliance consultancy services, Newgate Compliance (UK) and Platinum Compliance (Guernsey), deliver pragmatic and flexible solutions to help our clients meet what are often complex and evolving regulatory obligations.
We assist with a broad range of compliance services such as submission of regulatory authorisation applications, provision of Money Laundering Reporting Officers (MLROs), the implementation of compliance frameworks and governance structures, as well as regulatory and compliance training for employees.
All of which is backed by our innovative cloud-based regulatory compliance solution, The GATEway.
Our legal services provider, Ocorian Law, has offices in Bermuda and the Cayman Islands. It advises on the laws of those jurisdictions principally in the areas of funds, insurance, corporate, capital markets, finance and private client. It also advises on a broad range of related commercial matters and in the specialist areas of regulatory law and compliance and intellectual property.
Our compliance teams are built by experienced compliance professionals - many of whom are ex-regulators. This means we are able to ask the right questions and help develop the right solutions for your business.
As your business scales, we offer flexible solutions such as supporting you in applying for direct authorisation or building an in-house compliance team.
The GATEway is Ocorian’s unique online compliance solution. It delivers a range of compliance solutions to improve controls and governance, reduce compliance risk and share compliance knowledge.
Wholesale clients we have obtained FCA authorisation for
Number of years Ocorian has supported its clients’ compliance and regulatory obligations
The GATEway© is a comprehensive compliance management tool enabling a firm to simplify the implementation of compliance procedures within your firm. It offers:
Our regulatory, compliance and legal teams are located across multiple jurisdictions throughout Europe, the Americas and Asia.
Contact us and a member of our team will be in touch.
Economic substance – time to review your business model
" />
Ocorian appoints Global Head of Regulatory & Compliance
" />
Time is running out – are you prepared for the Lending, Credit and Finance Law 2022 (Bailiwick of Guernsey)?
" />