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Maintaining your compliance monitoring programme

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Mark Spiers-1
 

Mark Spiers, Managing Partner

Mark has over 20 years’ experience, and is a hands-on practitioner who specialises in the practical interpretation of the rules in a commercial environment. He has significant experience in handling regulatory intervention including thematic reviews and potential enforcement action
Get in touch with Mark
 

Matt Browne - Round photo
 

Matt Browne, Partner 

With 18 years’ experience in financial regulation, Matt has worked on a broad range of conduct and culture issues, including governance reviews, Senior Managers and Certification Regime (SMCR) frameworks and digital advice platforms.
Get in touch with Matt

 

Abi Reilly - round photo
 

Abi Reilly, Partner 

Abi looks after several hundred clients on an ongoing basis, many of which have been with the firm for over 10 years. As well as looking after traditional asset managers, her team covers alternatives such as private equity, real estate, venture capital and impact funds.
Get in touch with Abi

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