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Insights

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Streamlining SMCR Fitness and Propriety Assessments for FCA-Regulated Firms

10 Apr, 2025 3 mins

Europe Regulatory, Compliance & Legal

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UK Regulatory Compliance Newsletter: Key FCA and Safeguarding Updates – March 2025

09 Apr, 2025 2 mins

Europe Regulatory, Compliance & Legal

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Getting governance right

03 Apr, 2025 5 mins

London Regulatory, Compliance & Legal

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GFSC Conflicts of Interest Thematic Review: How Firms Should Prepare

01 Apr, 2025 2 mins

Europe Regulatory, Compliance & Legal

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SEC Marketing Rule FAQs: New flexibility for performance marketing

27 Mar, 2025 6 mins

Regulatory, Compliance & Legal

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Preparing for CASS 15: How Firms Can Get Ready for the FCA’s New Safeguarding Rules

26 Mar, 2025 4 mins

Europe Regulatory, Compliance & Legal

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Prudent Segregation Under CASS: Key Considerations for Protecting Client Money

17 Mar, 2025 5 mins

Europe Regulatory, Compliance & Legal

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Spotlight on FCA’s 2025 strategy for asset management and alternatives

17 Mar, 2025 5 mins

London Regulatory, Compliance & Legal

Notes

Generative AI: Implications for governance in Hong Kong

13 Mar, 2025 3 mins

Africa, Asia & Middle East Regulatory, Compliance & Legal