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Insights

Looking up at skyscrapers in Frankfurt's banking district

Preparation key as second AIFMD deadline draws near

26 Mar, 2025 5 mins

Three main ways to market alternative investment funds across Europe

EU AIF Marketing Explained: Three Ways to Conduct Funds Marketing in Europe

19 Mar, 2025 5 mins

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Prudent Segregation Under CASS: Key Considerations for Protecting Client Money

17 Mar, 2025 5 mins

Europe Regulatory, Compliance & Legal

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FCA Review of Ongoing Services: What Financial Advice Firms Need to Do Next

12 Mar, 2025 6 mins

Europe Regulatory, Compliance & Legal

London

FCA Supervisory Priorities for Asset Management and Alternatives Firms in 2025

06 Mar, 2025 5 mins

Europe Regulatory, Compliance & Legal

non eu fund manager

Preparing for FCA data requests: How to respond to data-led supervision

26 Feb, 2025 4 mins

Europe Regulatory, Compliance & Legal

Boardroom

FCA AML Review Puts Corporate Finance Firms Under Increased Scrutiny

13 Feb, 2025 3 mins

Europe Regulatory, Compliance & Legal

London townhouses

FCA Transaction Reporting Fine Signals Tougher UK MiFIR Enforcement

07 Feb, 2025 5 mins

Europe Regulatory, Compliance & Legal

Young businessman reviewing financial reports in office, analyzing documents and working on laptop

Fail to prepare, prepare to fail? Riding the wave of FCA data requests

01 Feb, 2025 4 mins

Europe Regulatory, Compliance & Legal