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Regulatory, Compliance & Reporting

As legislation introduced by local and international regulators and governments continues to evolve and increase in frequency, wealth structures have been forced to adapt to a number of new and complex regulations.

Report on your finances

High-net-worth individuals seeking peace of mind can outsource net wealth and regulatory reporting and to help ensure their finances are being suitably tracked and unusual items reported on.

Help avoid financial and reputational loss by outsourcing the tracking, reporting and compliance of your family's regulatory obligations and finances.

What we do

Depending on your unique reporting needs, we offer high-level to detailed reporting and compliance services, streamlining our operations using technologies that make your required information readily accessible via our secure portal.

We can act as the single information repository for assets within complex international financial structures. This helps you to eliminate the risks associated with disparate sources of information and data. Our expertise in reporting and complying with FATCA and the Common Reporting Standard (CRS) also means you can offload your compliance burden to us.

Unlike some banks and investment managers, we have been performing a global net wealth reporting service (including personal assets and transactional bank accounts) for many years. We understand the importance of being able to provide independent and impartial oversight of family assets.

Our regulatory, compliance and reporting services include:

  • An initial review of entities and previous compliance work
  • Review of all documentation completed and provided to intermediaries
  • Maintaining financial records, integrating with clients’ global systems if required
  • Economic substance services
  • Tax compliance
  • KYC/MLRO services
  • Global wealth reporting
  • Providing an annual responsible officer
  • Ongoing compliance and monitoring for AEOI, FATCA and CRS
  • Preparing and liaising with intermediaries to provide self-certifications
  • Treasury and reconciliations
  • Forensic accounting services including fraud investigation, due diligence and financial analysis
  • General support and guidance

We've won the following awards:

  • Trust Company of the Year: Citywealth IFC Awards 2020
  • Tier 1 Trust Company 2019, Eprivateclient
  • Multi-Family Office of the Year, STEP Private Client Awards 2019
  • Family Office of the Year Award, Citywealth IFC Awards 2018 and 2019
  • Risk and Compliance Award, ICSA Jersey 2017
  • Best Family Office, Wealth Advisor Awards 2014
  • Trust Company of the Year, STEP Private Client Awards 2016
  • Trust Company of the Year, Citywealth Magic Circle Awards 2016

Connect with us

John Félicité



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