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Financial Crime Services

We help firms identify, assess and mitigate against the risks faced from financial crime.

Safeguard against financial crime

Financial crime is a growing threat to businesses. Both internal and external threats exist and as a result, regulatory demands continue to evolve. 

Regulators have increased their scrutiny of authorised firms in recent years and want to see a demonstrable commitment to tackling financial crime. 

Amidst this backdrop, we have developed a suite of services that can identify and uncover financial crime, and build robust controls and processes against it. 

Our expertise includes detection and enforcement of all aspects of financial crime, including anti-bribery and anti-money laundering.
 

How we help

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  • Develop a financial crime framework

    We can help review your firm’s existing AML framework including customer due diligence (CDD) programme, financial crime policies and provide risk assessments.

  • Run an AML audit

    We carry out an independent audit to examine and evaluate your firm’s policies, controls
    and procedures, including a review of a firm’s KYC onboarding records. 

  • Provide KYC checks

    We provide outsourced customer due diligence, KYC solutions, politically exposed person (PEP) screening and sanction screening using an efficient and pragmatic approach.

  • Demonstrate commitment to compliance

    The FCA does not necessarily need to see evidence of crimes to initiate punitive action; they can take action if you don’t have the necessary structures in place. We ensure you have best in practice processes in place.

Why Ocorian?

  • Expertise from ex-regulators

    With a team staffed with ex-regulators we’re ready to help you understand your risks and put in place best practice controls to ensure effective anti-crime processes.

    Expertise from ex-regulators

  • A focused & proactive approach

    We prioritise a front foot approach that puts your needs at the top of the agenda and delivers pre-emptive solutions to help you avoid risk.

    A focused & proactive approach

  • Centralised compliance software

    Our innovative compliance software solution, The GATEway, houses all your compliance procedures within your firm and makes them easily accessible.

    Centralised compliance software

Financial crime consulting services

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

Please contact the team directly to discuss your requirements.

What you say

What you say

  • "We started using The GATEway as we wanted to introduce a modern compliance solution without the need to hire more compliance staff. The GATEway has met all of our requirements."

    Hedge fund based in the West End

    COO

Let’s talk

Contact us and a member of our team will be in touch.