Build a robust compliance framework with Ocorian
Maintaining compliance across jurisdictions is vital to ensuring the efficient operation of your business.
Whether you are FCA regulated or seeking FCA authorisation, calling on a team of experienced and proactive practitioners with a first-hand regulatory background can protect your business as you grow.
Our teams draw on years of experience across the regulatory landscape to offer unique bespoke advice and solutions for every possible scenario.
By offering a spectrum of consulting services, from induction to a full-service outsourced compliance function, we can help you understand how regulatory developments will impact your business and develop practical solutions at each step.
We can help you
Why Ocorian?
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Expertise from ex-regulators
Our directors are well versed in this area; many having formerly worked as regulators. We are entirely focused on compliance and have a thorough understanding of regulatory processes, interpretation, and wider trends.
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A personal service
Our narrow and in-depth focus on compliance allows us to work responsively with our clients. We aim to build long term relationships and focus on developing trusted partnerships as we consult.
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Transparent pricing model
We understand that there is no model in which ‘one size fits all’ so we offer a bespoke and tiered pricing service that adapts and responds as your business grows.
We provide:
- Online and in-person compliance monitoring and support covering instruction in the compliance framework and client regulatory obligations;
- Management of regulatory developments and changes and their impact on clients
- Regular on-site visits with regular advice on compliance issues a
- Opportunity to discuss developments and any regulatory implications of these changes
We provide a tailored regulatory and compliance training on induction to compliance.
We provide a tailored regulatory and compliance training on a variety of topics, including but not limited to:
- Compliance induction
- Approved person responsibilities
- Anti-bribery
- Anti-money laundering
- Market abuse;
- Financial promotions
For full details, visit our page on regulatory training.
We provide a host of online, hosted suite of courses designed to help firms and their staff meet their mandatory training requirements under regulatory rules (including jurisdiction specific training), accessible online via desktops, laptops, tablets and smartphones.
Let’s talk
Contact us and a member of our team will be in touch.