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Anti-Money Laundering (AML) Compliance Services

We help ensure that your business is fully protected and in line with the latest AML compliance and regulations.

We put client protection at the heart of what we do

Many firms want to ensure protection against the risks of financial crime such as money laundering but are faced with resourcing and cost issues.

We offer clients an outsourced AML compliance services function which allows firms to manage their regulatory risk and operating overheads.

By outsourcing your AML obligations to our full-service compliance team, you can operate more confidently as our business grows.

We also offer advisory and audit services on AML KYC issues to clients.

How we help

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  • Cover every aspect of AML compliance

    We offer an outsourced AML compliance solution which handles customer onboarding and periodic reviews, PEPs & sanctions screening, transaction monitoring, AML reporting, and general financial crime advice.

  • Understand your risk exposure

    We carry out an independent audit to examine and evaluate a firm’s policies, controls and procedures, including a review of a firm’s KYC onboarding records.

  • Improve internal awareness of financial crime

    We understand that a fully staffed and resourced compliance function may be beyond some clients; therefore, we work with your existing teams to improve their understanding of the key risks involved.

  • Develop better ongoing risk management

    Risk management is not a static, one-off event, and effective AML policies require constant updating and proactive systems and processes. Our AML services prioritise proactive ongoing excellence.

  • Best practice reviews

    We help to ensure your policies and processes are always in line – and ahead of – both your peers’ standard and regulators expectations.  

AML compliance services

We will provide a Money Laundering Reporting Officer (MLRO) where required.

We conduct transaction monitoring and SPT reporting when necessary and report to the MLRO and board of the funds.

We undertake outsourced AML checks, including assistance with customer due diligence (CDD) reviews and CDD onboarding.

We provide independent audit and evaluation against local legislation and regulations, including examination of effectiveness of policies, procedures, by the client or its service providers; recommend and implement action plans and monitor compliance (including registration for Crypto firms under AML regulations.)

We identify and assess the risks a firm faces in respect of financial crime, assist in the implementation of policies, controls, and procedures to mitigate and manage effectively the risks identified.  

We conduct AML/KYC on fund investors and maintain all investor documentation. We conduct transaction monitoring and SPT reporting when necessary and report to the MLRO and board of the funds. 

Why Ocorian?

  • AML expertise

    Our AML team is deeply experienced in the ever-evolving risk landscape, having worked in enforcement and regulation themselves for many years.

    AML expertise

  • All data and knowledge in one place

    Ocorian’s Gateway portal acts as a comprehensive one stop shop for all your AML compliance.

    All data and knowledge in one place

  • Real-time reports and risk management

    Depending on the level of monitoring required we can work with you on a tailored level of real-time risk monitoring.

    Real-time reports and risk management

WHAT YOU SAY

WHAT YOU SAY

  • "We started using The Gateway as we wanted to introduce a modern compliance solution without the need to hire more compliance staff. The Gateway has met all our requirements..."

    Hedge fund based in the West End

    COO

Let’s talk

Contact us and a member of our team will be in touch. 

If you would like to speak to someone in regards to media please email: [email protected]

For career information and job applications please visit our careers page