Choosing a trusted sponsor
We pride ourselves on providing highly professional sponsorship services to a wide ranger of issuers seeking to list their products on a stock exchange.
We are listing sponsor on the following exchanges:
- The International Stock Exchange (TISE)
- Cayman Islands Stock Exchange (CSX)
- Bermuda Stock Exchange (BSX)
- The Irish Stock Exchange (ISE)
- The Vienna MTF
What we do
Our services include:
- Preparing the formal letter of application and vetting the prospectus to ensure compliance with the listing regulations
- Submitting the prospectus to the listing committee
- Submitting issuer/director/sponsor undertakings
- Vetting and submitting all further documents required under the listing regulation
- Acting at all times as the issuer’s principal channel of communication with the stock exchange, and maintaining close informational ties with the issuer
- Ensuring the issuer complies with its continued obligations under the relevant section of the listing regulations (depending on the nature of the security listed and the jurisdiction)
- Responding quickly on behalf of the issuer to all enquiries made by the stock exchange
- For TISE listings – preparing initial application documents including a wrapper/ listing document, reviewing the offering document or instruction to ensure compliance with the listing rules and the submission of the fund listing application
- Acting as listing sponsor for other instruments including debt and insurance-linked securities (ILS)
Our expert teams also provide administration, accounting, corporate secretarial and corporate governance services, including monitoring compliance with ongoing listing obligations of the relevant stock exchange.
