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FCA Business Plan 2021/22: A new era of assertiveness for the UK regulator

FCA Business Plan 2021/22: A new era of assertiveness for the UK regulator

The Financial Conduct Authority (FCA) has published its Business Plan for 2021/22, detailing its priorities and focus for the coming year. Newgate Compliance (an Ocorian owned company) Managing Director, Traci Pham and Senior Consultant, Jay Pyne summarise the key points and what firms can do to plan ahead.

Download the briefing document here.

Get the specialist support you need

Please do not hesitate to get in touch with Newgate to discuss how its team can support your authorisation application, implementing a compliance framework if you are a newly authroised firm, or updating your existing policies and procedures in light of the priority areas highlighted in the Business Plan. Get in touch at newgatecompliance.com/contact-us.

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