Regulators are expected to toughen up on private credit 30 April, 2025 Global Capital Markets Regulatory, Compliance & Legal
Alternative fund managers are losing investment mandates due to compliance issues and internal conflict 16 April, 2024 Global Regulatory, Compliance & Legal
Alternative fund managers are losing investment mandates due to compliance issues and internal conflict 16 April, 2024 4 mins Global Regulatory, Compliance & Legal
7 key anti-money laundering questions for UK asset managers 11 April, 2024 5 mins London Regulatory, Compliance & Legal
Rising anti-money laundering risks highlight need for three lines of defence 10 April, 2024 4 mins Global Regulatory, Compliance & Legal
The FCA’s Consumer Duty: is your firm prepared? 27 March, 2024 5 mins London Regulatory, Compliance & Legal
FCA launches review of PEPs: Newgate Compliance offers support & guidance 12 March, 2024 3 mins London Regulatory, Compliance & Legal
Economic substance – time to review your business model 05 March, 2024 5 mins Americas Regulatory, Compliance & Legal
AI on the march in a highly regulated industry, study shows 29 February, 2024 3 mins Global Regulatory, Compliance & Legal
What is a three lines of defence strategy in risk & compliance? 26 February, 2024 4 mins Global Regulatory, Compliance & Legal
GFSC Handbook updates are evidence of ‘proactive approach’ – local expert 22 February, 2024 4 mins Guernsey Regulatory, Compliance & Legal