Compliance and Regulation

Regulation is a guaranteed challenge when it comes to investment, no matter how complex or simple your structure is. Strong and robust governance is needed to navigate the regulatory environment; that’s where Ocorian can help. Our experts can partner with you to ensure compliance with FATCA, CRS Reporting, and more.

We’re authorised by the Financial Conduct Authority to act as Operator for UK collective investment schemes, and tailor our oversight of investment structures to the specific requirements of each client, which can include maintaining the partnership register, bank account management and compliance with all applicable laws or regulations, including FSMA and FCA rules.

We have the expertise, technology and infrastructure to help managers ensure their funds are compliant with AIFMD, and also offer a lighter touch 'Depositary Lite' service.

Global Head - Alternative Investments Channel Islands
Executive Director - Alternative Investments, Europe Luxembourg
Director - Alternative Investments Channel Islands
Global Head - Alternative Investments Channel Islands
Executive Director - Alternative Investments, Europe Luxembourg
Global Head - Alternative Investments Channel Islands
Executive Director - Alternative Investments, Europe Luxembourg
Director - Alternative Investments Channel Islands
Director - Corporate & Institutional United Kingdom
Global Head - Alternative Investments Channel Islands
Executive Director - Alternative Investments, Europe Luxembourg
Global Head - Alternative Investments Channel Islands
Global Head - Alternative Investments Channel Islands
Director - Alternative Investments Channel Islands
Global Head - Alternative Investments Channel Islands
  • A unique blend of venture capital expertise and a technology platform leveraging the latest innovations and designs to deliver robust, scaleable and user friendly solutions"
RELATED NEWS / INSIGHTS

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Ocorian launches Dubai-based fund administration service
2018 | 10 Dec 2018

Ocorian is now regulated by the DFSA (Category 4 licence) to provide a full range of fund administration and accounting support services for domestic funds in UAE.

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Regulatory Update: Changes to the Cayman Islands' AML legislation
2018 | 16 Oct 2018

Those with Cayman domiciled investment vehicles need to act now to ensure they are compliant with recent changes to the Cayman Islands' Anti-Money Laundering (AML) Regime.

Read more