Compliance and Regulation

Regulation is a guaranteed challenge when it comes to investment, no matter how complex or simple your structure is. Strong and robust governance is needed to navigate the regulatory environment; that’s where Ocorian can help. Our experts can partner with you to ensure compliance with FATCA, CRS Reporting, and more.

We’re authorised by the Financial Conduct Authority to act as Operator for UK collective investment schemes, and tailor our oversight of investment structures to the specific requirements of each client, which can include maintaining the partnership register, bank account management and compliance with all applicable laws or regulations, including FSMA and FCA rules.

We have the expertise, technology and infrastructure to help managers ensure their funds are compliant with AIFMD, and also offer a lighter touch 'Depositary Lite' service.