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Herbert Roth

Operations Director

In October 2019 Herbert was appointed as Operations Director for the Guernsey Business. His principal focus is the management of the Guernsey office along with running the Project Management Office for the jurisdiction.

He joined the Ocorian in 2018 as Head of Business Controls of Ocorian Services (Bermuda) Limited. In this capacity, he was responsible for the delivery of a number of major projects including the build-up of a 2 line of defence model for the business, the establishment of an effective Middle Office unit and building up an enhanced control framework for the 1st Line of Defence. He also serves as Money laundering Reporting Officer and acted as Head of Operations for a couple of month.

As a former Managing Director, Internal Audit with GE Capital Global Banking, Herbert has extensive experience in internal audit, governance, compliance and operational risk management which he has accumulated over a career spanning 30+ years. He has led multi-jurisdictional teams, built out both global audit programs and standardized business risk assessment activities, designed quality assurance and business improvement programs and led numerous six sigma projects in response to changing and increasingly challenging regulatory standards in Europe and the US.