Luxembourg

Often cited as the gateway to Europe, Luxembourg continues to be seen as an attractive investment hub for international fund managers.

Why choose Luxembourg?

With a politically stable environment, robust and diversified economy and a AAA rating, Luxembourg is ranked as the second largest investment fund centre in the world after the US, with more than €4.7 trillion in net assets under management. It has a dynamic and evolving regulatory landscape, competitive tax environment and traditional openness towards cross-border integration that offers a sophisticated platform for a wide range of fund and corporate services, including flexible structuring opportunities for initiators of alternative investment funds.

Why Ocorian in Luxembourg?

Ocorian is a global leader in corporate and fiduciary services, fund administration and capital markets. Our expert teams in Luxembourg provide a full range of fund and corporate administration services that deliver bespoke solutions to an international client base when and how they are needed.

We provide fund management and administration services that cover investment strategies across all alternative investment asset classes. These include private equity, real estate, venture capital, debt instruments, infrastructure, and fund of funds. We can also offer a comprehensive suite of third-party ManCo services via our wholly-owned subsidiary Ocorian Fund Management S.à r.l. in Luxembourg.

Our clients are companies of all sizes, with a focus on investment and fund managers, institutional investors and high-net-worth individuals based in Europe and across the globe. We respond to our clients’ unique requirements with a consultative and tailored approach. This includes working with them to assess their specific needs and provide a commercially-focused, seamless and professional service delivered by our expert teams, providing our clients with the comfort and freedom to concentrate on their core business.

Key service offering in Luxembourg

Fund Services	Corporate Services
We offer either a ‘one stop shop’ or bespoke ‘stand-alone’ services solution to Luxembourg domiciled Alternative Investment Funds (AIFs), tailoring our offering to our clients’ needs, being able to provide AIFM, Central Administration, and Depositary Services in conjunction with our wholly-owned subsidiary Ocorian Fund Management S.à r.l. in Luxembourg. With specialist teams in key international locations, we are able to provide a full range of fund administration and associated services to clients with funds and their ancillary vehicles located in multiple jurisdictions. AIFM/ MANCO Portfolio management, investment implementation and cash management under initiator advice with focus on alternative investment products/asset classes Risk management, including dashboard reporting with key performance and health indicators Asset valuation resp. valuation oversight Regulatory filing for AIFM passporting to allow distribution AIFM reporting On-going supervision of delegated services and coordination with various service providers Highly specialised team members and proprietary, state-of-the-art infrastructure Primary representative of the initiator’s / investors’ / funds’ interests Responsible for ensuring regulatory compliance CENTRAL ADMINISTRATION Fund Administration, including NAV calculation Registrar & Transfer Agent Services including investor onboarding & KYC MLRO services Management reports Financial statements Audit assistance Tax Reporting Domiciliation and corporate services to various legal entities linked to the AIF, including the GP vehicle, carried-interest vehicles and underlying SPVs DEPOSITARY Cash flow monitoring Safekeeping of assets Oversight responsibility Dedicated client portal	We have in-depth expertise in establishing and administering all forms of (special purpose) vehicles, including companies and partnerships. Vehicles cover asset holding, private placements, debt and equity listings, mergers and acquisitions, migrations, restructuring, refinancing, re-organisations, joint ventures and disposals. Our team of highly skilled professionals has an in-depth knowledge of the regulatory requirements in Luxembourg together with a complete understanding of local and international financial reporting standards. Our clients include blue chip companies listed on the world’s major exchanges, international banks and insurance companies, private equity firms, mezzanine funds and emerging market businesses across a wide range of industry sectors. SET-UP SERVICES Bank account opening / regularization Incorporation ANNUAL SERVICES Domiciliation Corporate administration Accounting Direct tax compliance Indirect tax compliance Directorship services Regulatory reports i. FATCA/ CRS services ii. BCL services iii. CSSF reports iv. CbC notifications OTHER SERVICES Provision of an office space Provision of a part time employee Payroll and HR administration services Liquidation services

Fund Services

Corporate Services

We offer either a ‘one stop shop’ or bespoke ‘stand-alone’ services solution to Luxembourg domiciled Alternative Investment Funds (AIFs), tailoring our offering to our clients’ needs, being able to provide AIFM, Central Administration, and Depositary Services in conjunction with our wholly-owned subsidiary Ocorian Fund Management S.à r.l. in Luxembourg.

With specialist teams in key international locations, we are able to provide a full range of fund administration and associated services to clients with funds and their ancillary vehicles located in multiple jurisdictions.

AIFM/ MANCO

Portfolio management, investment implementation and cash management under initiator advice with focus on alternative investment products/asset classes
Risk management, including dashboard reporting with key performance and health indicators
Asset valuation resp. valuation oversight
Regulatory filing for AIFM passporting to allow distribution
AIFM reporting
On-going supervision of delegated services and coordination with various service providers
Highly specialised team members and proprietary, state-of-the-art infrastructure
Primary representative of the initiator’s / investors’ / funds’ interests
Responsible for ensuring regulatory compliance

CENTRAL ADMINISTRATION

Fund Administration, including NAV calculation
Registrar & Transfer Agent Services including investor onboarding & KYC
MLRO services
Management reports
Financial statements
Audit assistance
Tax Reporting
Domiciliation and corporate services to various legal entities linked to the AIF, including the GP vehicle, carried-interest vehicles and underlying SPVs

DEPOSITARY

Cash flow monitoring
Safekeeping of assets
Oversight responsibility
Dedicated client portal

We have in-depth expertise in establishing and administering all forms of (special purpose) vehicles, including companies and partnerships. Vehicles cover asset holding, private placements, debt and equity listings, mergers and acquisitions, migrations, restructuring, refinancing, re-organisations, joint ventures and disposals.

Our team of highly skilled professionals has an in-depth knowledge of the regulatory requirements in Luxembourg together with a complete understanding of local and international financial reporting standards. Our clients include blue chip companies listed on the world’s major exchanges, international banks and insurance companies, private equity firms, mezzanine funds and emerging market businesses across a wide range of industry sectors.

SET-UP SERVICES

Bank account opening / regularization
Incorporation

ANNUAL SERVICES

Domiciliation
Corporate administration
Accounting
Direct tax compliance
Indirect tax compliance
Directorship services
Regulatory reports
i. FATCA/ CRS services
ii. BCL services
iii. CSSF reports
iv. CbC notifications

OTHER SERVICES

Provision of an office space
Provision of a part time employee
Payroll and HR administration services
Liquidation services

Our credentials

Ocorian (Luxembourg) S.A. is regulated by the Commission de Surveillance du Secteur Financier
Ocorian Services (Luxembourg) S.àr.l and Ocorian Holdings (Luxembourg) S.àr.l are supervised by the Ordre des Experts-Comptable
Ocorian Fund Management S.à r.l. is regulated by the Commission de Surveillance du Secteur Financier

Regulatory information

Ocorian (Luxembourg) S.A., a corporation (société anonyme) incorporated in the Grand-Duchy of Luxembourg, registered with the Luxembourg Trade and Companies Register under number B201926, with its registered office at 6C, rue Gabriel Lippmann, L-5365 Munsbach, Grand-Duchy of Luxembourg, is regulated by the Luxembourg financial regulator (Commission de Surveillance du Secteur Financier) under permit number P00000456.

Ocorian Fund Management S.à r.l. a corporation (société à responsabiltié limitée) incorporated in the Grand-Duchy of Luxembourg, registered with the Luxembourg Trade and Companies Register under number B136517, with its registered office at 17, Boulevard F.W. Raiffeisen, L-2411 Luxembourg, Grand-Duchy of Luxembourg, is regulated by the Luxembourg financial regulator (Commission de Surveillance du Secteur Financier) under permit numbers S00000777 and A00000526.

NB: you can access our Complaints Policy Leaflet for Ocorian (Luxembourg) S.A. here.

Other relevant policies for Ocorian Fund Management S.à r.l. are disclosed here:

In addition, all regulatory information related to the UCITS fund managed by Ocorian Fund Management S.à r.l., Allegro Short-Term Bond Fund FCP, are available here