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Final consultation paper issued before new UK Investment Firms

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Final consultation paper issued before new UK Investment Firms

The Financial Conduct Authority (FCA) has published its third and final consultation paper (CP21/26) in relation to the new UK Investment Firms Prudential Regime (IFPR), which will come into force on 1 January 2022. Newgate Compliance's Managing Director, Matthew Hazell and Consultant, Shazad Khan break down the key highlights discussed in CP21/26.

Click here to read the article.

How can Newgate help?

Newgate have developed a readiness assessment to undertake a gap analysis of a firm’s systems and controls against the requirements identifying any remediation actions to be undertaken. To get your readiness assessment underway, please contact the Newgate team at newgatecompliance.com/contact-us.

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