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Alternative investment fund managers: how to prepare for the new UK prudential regime

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Alternative investment fund managers: how to prepare for the new UK prudential regime

Newgate Compliance Managing Director, Matthew Hazell, outlines the steps alternative investment fund managers (AIFMs) need to take in order to prepare for the new UK prudential regime.

Access the full article here.

How can Newgate help?

Newgate have developed a readiness assessment to undertake a gap analysis of a firm’s systems and controls against the requirements identifying any remediation actions to be undertaken.

It has developed an enhanced compliance framework on its proprietary compliance system “GATEway” that encompasses updated polices, assessment documents and the compliance monitoring plan to ensure these changes are considered and complied with on an ongoing basis.

For more information, please contact the Newgate team at newgatecompliance.com/contact-us.